There are 4 types of Investment Dealer Licences in Mauritius.

1. Investment Dealer (Full-Service Dealer including Underwriting)

An Investment Dealer (Full-Service Dealer including Underwriting) can conduct the following activities:

2. Investment Dealer (Full-Service Dealer excluding Underwriting)

An Investment Dealer (Full-Service Dealer excluding Underwriting) can conduct the following activities:

However, underwriting is not permissible.

3. Investment Dealer (Broker)

An Investment Dealer (Broker) is authorised to:

4. Investment Dealer (Discount Broker)

An Investment Dealer (Discount Broker) is only authorised to execute orders for clients. It cannot give investment advice.

AAcapital can assist you with your application for an Investment Dealer Licence. Request a free, no obligation quote.