Investment Adviser
Investment Adviser
There are 3 types of Investment Adviser Licences in Mauritius.
1. Investment Adviser (Unrestricted)
An Investment Adviser (Unrestricted) is authorised to:
- Manage portfolios of securities
- Give investment advice on securities transactions
An Investment Adviser (Unrestricted) is not licensed to offer corporate finance advisory services. While this license allows for a wide range of investment advisory services, it does not extend to providing corporate finance advice. Understanding the scope of this authorization is crucial for businesses and investors seeking professional guidance in financial matters.
2. Investment Adviser (Restricted)
An Investment Adviser (Restricted) is authorized solely to provide investment advice on securities transactions. This license does not permit the adviser to offer corporate finance advisory services. Investors and businesses should be aware of these limitations when seeking advice on securities and other financial matters.
3. Investment Adviser (Corporate Finance Advisory)
An Investment Adviser (Corporate Finance Advisory) is licensed to provide corporate finance advisory services specifically related to securities transactions. This authorization enables the adviser to guide businesses and investors through corporate finance decisions that involve securities.
Corporate Finance Advisory services relate to:
- Compliance with the listing requirements of any securities exchange
- Raising of funds through the issue of securities
- Arrangement or restructuring including takeovers, mergers and acquisitions, of a corporation, in relation to securities transactions
Get Assistance with Your Investment Adviser Licence Application
At AAcapital, we specialize in helping businesses and individuals apply for an Investment Adviser Licence. Our team provides expert guidance throughout the application process. Request a free, no-obligation quote today and let us simplify your licensing journey.
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